Adam Bruce Penman
Financial Adviser in Tamworth, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001234408
- Location
- Tamworth NSW 2340
- Licensee
- LFC Group Pty Limited (AFSL 526600)
- Authorised since
- 14 September 2026
- First provided advice
- 2015
- Qualifications
- Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2015); Advanced Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2016); Margin Lending, Kaplan Higher Education Pty Limited (2017); SMSF Course, Kaplan Higher Education Pty Limited (2020); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2021)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Adam Bruce Penman
Adam Bruce Penman is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Tamworth, New South Wales (adviser number 001234408).
Advice is given under the Australian financial services licence of LFC Group Pty Limited, licence number 526600. That authorisation dates from 14 September 2026.
According to the register, Adam first provided financial advice in 2015. Qualifications and training on file include Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2015), Advanced Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2016) and Margin Lending (Kaplan Higher Education Pty Limited, 2017).
Adam is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Adam Bruce Penman a registered financial adviser?
Yes. Adam Bruce Penman is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001234408.
Which licensee does Adam Bruce Penman work under?
LFC Group Pty Limited, Australian financial services licence 526600.
What can Adam Bruce Penman give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."