Adam Dawes
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000268085
- Location
- Sydney NSW 2000
- Licensee
- Shaw and Partners Limited (AFSL 236048)
- Authorised since
- 10 March 2004
- First provided advice
- 2009
- Qualifications
- Diploma of Securities and Derivatives, Finsia (2007); Superannuation, RMIT University (2007); Accredited Derivatives Adviser Level One, ASX (2008); Margin Lending Accreditation Program, Stockbroker Association of Australia (2010); Accredited Derivatives Adviser Level Two, Stockbroker Association of Australia (2015)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, standard margin lending, derivatives, managed discretionary account services
- Register status
- Current
About Adam Dawes
On the Financial Advisers Register kept by ASIC, Adam Dawes appears as a current financial adviser in Sydney, New South Wales, adviser number 000268085.
Adam provides advice as an authorised representative of Shaw and Partners Limited, which holds Australian financial services licence 236048. The current authorisation started on 10 March 2004.
According to the register, Adam first provided financial advice in 2009. Qualifications and training on file include Diploma of Securities and Derivatives (Finsia, 2007), Superannuation (RMIT University, 2007) and Accredited Derivatives Adviser Level One (ASX, 2008).
Adam is authorised to advise on superannuation, securities, managed investment schemes, deposit and payment products, standard margin lending and derivatives, among 7 product areas in total.
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Questions people ask
Is Adam Dawes a registered financial adviser?
Yes. Adam Dawes is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000268085.
Which licensee does Adam Dawes work under?
Shaw and Partners Limited, Australian financial services licence 236048.
What can Adam Dawes give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; standard margin lending; derivatives; managed discretionary account services.