Andrew Harris
Financial Adviser in Mona Vale, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001265409
- Location
- Mona Vale NSW 2103
- Licensee
- The Advice Exchange Pty Ltd (AFSL 278937)
- Authorised since
- 11 June 2019
- First provided advice
- 2018
- Qualifications
- Bachelor of Commerce (Finance/ Commercial Law), Deakin University (1996); Diploma of Financial Planning, Kaplan (2017); Advanced Diploma of Financial Planning, Kaplan (2018); SMSF, Kaplan (2018); Ethics & Professionalism, Kaplan (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Authorisation excludes Margin Lending and Credit Services (As related to Financial Planning)
- Tax (financial) advice
- Yes
- Register status
- Current
About Andrew Harris
Andrew Harris is a financial adviser in Mona Vale, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 001265409.
The licensee Andrew advises under is The Advice Exchange Pty Ltd (AFS licence 278937). The current authorisation started on 11 June 2019.
The register records 2018 as the year Andrew first provided financial advice. Qualifications and training on file include Bachelor of Commerce (Finance/ Commercial Law) (Deakin University, 1996), Diploma of Financial Planning (Kaplan, 2017) and Advanced Diploma of Financial Planning (Kaplan, 2018).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Authorisation excludes Margin Lending and Credit Services (As related to Financial Planning).”
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Questions people ask
Is Andrew Harris a registered financial adviser?
Yes. Andrew Harris is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001265409.
Which licensee does Andrew Harris work under?
The Advice Exchange Pty Ltd, Australian financial services licence 278937.
What can Andrew Harris give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Authorisation excludes Margin Lending and Credit Services (As related to Financial Planning)."