Andrew Kays
Financial Adviser in Traralgon, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001237391
- Location
- Traralgon VIC 3844
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 27 April 2018
- First provided advice
- 2017
- Qualifications
- Certificate IV Finance & Mortgage Broking, Kaplan Professional (2015); Diploma of Financial Planning, Kaplan Professional (2017); Economic and Legal Context for Financial Planning FPC0001B, Kaplan Professional (2020); FPC006 Taxation for Financial Planning, Kaplan Professional (2022); Graduate Diploma of Financial Planning, Kaplan Professional (2023); SMSF Regulations and Taxation, Kaplan Professional (2025)
- Memberships
- Financial Advice Association of Australia (FAAA); The Finance Brokers Association of Australia Limited (FBAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- This authorised representative is only authorised to give class of product advice in relation to Securities.
- Tax (financial) advice
- Yes
- Register status
- Current
About Andrew Kays
Andrew Kays is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Traralgon, Victoria (adviser number 001237391).
Andrew provides advice as an authorised representative of Capstone Financial Planning Pty Ltd, which holds Australian financial services licence 223135. That authorisation dates from 27 April 2018.
According to the register, Andrew first provided financial advice in 2017. The qualifications listed for Andrew include Certificate IV Finance & Mortgage Broking (Kaplan Professional, 2015), Diploma of Financial Planning (Kaplan Professional, 2017) and Economic and Legal Context for Financial Planning FPC0001B (Kaplan Professional, 2020). Andrew is recorded as a member of Financial Advice Association of Australia (FAAA) and The Finance Brokers Association of Australia Limited (FBAA).
The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products and government debentures, stocks and bonds, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “This authorised representative is only authorised to give class of product advice in relation to Securities.”
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Questions people ask
Is Andrew Kays a registered financial adviser?
Yes. Andrew Kays is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001237391.
Which licensee does Andrew Kays work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Andrew Kays give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "This authorised representative is only authorised to give class of product advice in relation to Securities."