Andrew Thomas Harris
Financial Adviser in Unley, South Australia, Australia
Review Andrew Thomas Harris
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000250471
- Location
- Unley SA 5061
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 14 May 2012
- First provided advice
- 1995
- Qualifications
- Diploma of Financial Planning, Deakin University (2003); Self Managed Superannuation Funds, Mentor Education Pty Ltd (2015); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2017); MAA769 Ethics for Financial Services, Deakin University (2020); MAA728 Financial Behaviour and Decision Making, Deakin University (2021)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Andrew Thomas Harris
Andrew Thomas Harris is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Unley, South Australia (adviser number 000250471).
The licensee Andrew advises under is Charter Financial Planning Limited (AFS licence 234665). That authorisation dates from 14 May 2012.
According to the register, Andrew first provided financial advice in 1995. Qualifications and training on file include Diploma of Financial Planning (Deakin University, 2003), Self Managed Superannuation Funds (Mentor Education Pty Ltd, 2015) and Accredited Listed Product Adviser (ASX ALPA) Program (Kaplan Higher Education Pty Limited, 2017).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
Reviews
Nobody has reviewed Andrew Thomas Harris here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Andrew Thomas Harris a registered financial adviser?
Yes. Andrew Thomas Harris is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000250471.
Which licensee does Andrew Thomas Harris work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Andrew Thomas Harris give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."