Anthony Broad
Financial Adviser in Georgetown, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000333588
- Location
- Georgetown NSW 2298
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 20 March 2024
- First provided advice
- 2009
- Qualifications
- Foundations of Law LEGL1001, University of Newcastle (2002); Bachelor of Economics, University of Newcastle (2003); Diploma of Financial Services (Financial Planning), Kaplan Professional (2008); Advanced Diploma of Financial Planning, Kaplan Professional (2012); Certified Financial Planner, Financial Advice Association of Australia (2022); SMSF Essentials, Smarter SMSF (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- This authorised representative is only authorised to give class of product advice in relation to Securities.
- Tax (financial) advice
- Yes
- Register status
- Current
About Anthony Broad
Anthony Broad is a financial adviser in Georgetown, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 000333588.
The licensee Anthony advises under is Capstone Financial Planning Pty Ltd (AFS licence 223135). The current authorisation started on 20 March 2024.
According to the register, Anthony first provided financial advice in 2009. The qualifications listed for Anthony include Foundations of Law LEGL1001 (University of Newcastle, 2002), Bachelor of Economics (University of Newcastle, 2003) and Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2008). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “This authorised representative is only authorised to give class of product advice in relation to Securities.”
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Questions people ask
Is Anthony Broad a registered financial adviser?
Yes. Anthony Broad is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000333588.
Which licensee does Anthony Broad work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Anthony Broad give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "This authorised representative is only authorised to give class of product advice in relation to Securities."