Benjamin Shaw
Financial Adviser in Katoomba, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005896
- Location
- Katoomba NSW 2780
- Licensee
- Alliance Wealth Pty Ltd (AFSL 449221)
- Authorised since
- 21 February 2025
- First provided advice
- 1994
- Qualifications
- Financial Planning Principles and Practice Course, Securities Institute Education (1999); Diploma of Financial Planning (8 units), FPA Australia (2001); Certified Financial Planner (CFP) Education Program, FPA Australia (2005); Policy Statement 146 Knowledge Assessment, Tribeca Learning (2005); Regulatory Guide 146 Skills Assessment, Kaplan Professional (2009); Margin Lending and Geared Investments Course, Kaplan Professional (2011); Self Managed Superannuation Funds Course, Kaplan Professional (2013); Ethics and Professionalism in Financial Advice Course (FPC002B), Kaplan Higher Education (2019)
- Memberships
- Certified Financial Planner (CFP) of FAAA
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.
- Tax (financial) advice
- Yes
- Register status
- Current
About Benjamin Shaw
On the Financial Advisers Register kept by ASIC, Benjamin Shaw appears as a current financial adviser in Katoomba, New South Wales, adviser number 001005896.
The licensee Benjamin advises under is Alliance Wealth Pty Ltd (AFS licence 449221). The current authorisation started on 21 February 2025.
According to the register, Benjamin first provided financial advice in 1994. Qualifications and training on file include Financial Planning Principles and Practice Course (Securities Institute Education, 1999), Diploma of Financial Planning (8 units) (FPA Australia, 2001) and Certified Financial Planner (CFP) Education Program (FPA Australia, 2005). Professional memberships recorded: Certified Financial Planner (CFP) of FAAA.
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and government debentures, stocks and bonds, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.”
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Questions people ask
Is Benjamin Shaw a registered financial adviser?
Yes. Benjamin Shaw is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005896.
Which licensee does Benjamin Shaw work under?
Alliance Wealth Pty Ltd, Australian financial services licence 449221.
What can Benjamin Shaw give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF."