Christopher Upton
Financial Adviser in Charlestown, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000442736
- Location
- Charlestown NSW 2290
- Licensee
- Personal Financial Services Ltd (AFSL 234459)
- Authorised since
- 9 November 2020
- First provided advice
- 2013
- Qualifications
- Certificate III in Financial Services, Institute of Financial Services Inc (2005); Diploma of Financial Services (Financial Planning), Kaplan Professional (2010); Advanced Diploma of Financial Services (Financial Planning), Kaplan Professional (2012); Graduate Diploma of Financial Planning, Kaplan Professional (2018); Master of Financial Planning, Kaplan (2019); Ethics and Professionalism in Financial Advice, Kaplan (2024)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Christopher Upton
Christopher Upton is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Charlestown, New South Wales (adviser number 000442736).
The licensee Christopher advises under is Personal Financial Services Ltd (AFS licence 234459). That authorisation dates from 9 November 2020.
The register records 2013 as the year Christopher first provided financial advice. The qualifications listed for Christopher include Certificate III in Financial Services (Institute of Financial Services Inc, 2005), Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2010) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2012). Christopher is recorded as a member of Financial Advice Association of Australia (FAAA).
Christopher is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Christopher Upton a registered financial adviser?
Yes. Christopher Upton is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000442736.
Which licensee does Christopher Upton work under?
Personal Financial Services Ltd, Australian financial services licence 234459.
What can Christopher Upton give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.