Ci-Ming Lin
Financial Adviser in Lindfield, New South Wales, Australia
Review Ci-Ming Lin
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000260109
- Location
- Lindfield NSW 2070
- Licensee
- Sequoia Wealth Management Pty Ltd (AFSL 472387)
- Authorised since
- 15 January 2022
- First provided advice
- 1996
- Qualifications
- ASIC PS146 Compliance (Securities and Managed Investments), Securities and Derivatives Industry Association (2002); Graduate Diploma of Applied Finance and Investment, Kaplan Higher Education Pty Limited (2003); Accredited Derivatives Adviser Level 1, ASX (2008); Margin Lending, Stockbrokers Association of Australia (2010); Stockbrokers Association of Australia Professional Diploma in Stockbroking, Stockbrokers Association of Australia (2010); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2020)
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives
- Restriction
- Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1.
- Register status
- Current
About Ci-Ming Lin
On the Financial Advisers Register kept by ASIC, Ci-Ming Lin appears as a current financial adviser in Lindfield, New South Wales, adviser number 000260109.
Advice is given under the Australian financial services licence of Sequoia Wealth Management Pty Ltd, licence number 472387. The current authorisation started on 15 January 2022.
According to the register, Ci-Ming first provided financial advice in 1996. The qualifications listed for Ci-Ming include ASIC PS146 Compliance (Securities and Managed Investments) (Securities and Derivatives Industry Association, 2002), Graduate Diploma of Applied Finance and Investment (Kaplan Higher Education Pty Limited, 2003) and Accredited Derivatives Adviser Level 1 (ASX, 2008). Professional memberships recorded: Stockbrokers and Investment Advisers Association (SIAA).
The authorisation covers advice on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending and derivatives.
The register adds a condition to this authorisation: “Authorised to provide personal financial product advice to retail clients on: Derivatives – Level 1.”
Reviews
Nobody has reviewed Ci-Ming Lin here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Ci-Ming Lin a registered financial adviser?
Yes. Ci-Ming Lin is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000260109.
Which licensee does Ci-Ming Lin work under?
Sequoia Wealth Management Pty Ltd, Australian financial services licence 472387.
What can Ci-Ming Lin give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives. It also records this restriction: "Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1."