Clinton Pentland
Financial Adviser in Launceston, Tasmania, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001000804
- Location
- Launceston TAS 7250
- Licensee
- Hillross Financial Services Limited (AFSL 232705)
- Authorised since
- 11 June 2015
- First provided advice
- 2004
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2005); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2006); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2012); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2012); ASX Listed Product Accreditation Course (LPAC), LPAC Online (2015); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2021)
- Memberships
- CFP – Certified Financial Planner (FPA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Clinton Pentland
On the Financial Advisers Register kept by ASIC, Clinton Pentland appears as a current financial adviser in Launceston, Tasmania, adviser number 001000804.
Clinton provides advice as an authorised representative of Hillross Financial Services Limited, which holds Australian financial services licence 232705. The current authorisation started on 11 June 2015.
The register records 2004 as the year Clinton first provided financial advice. The qualifications listed for Clinton include Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2005), Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2006) and Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2012). Clinton is recorded as a member of CFP – Certified Financial Planner (FPA).
Clinton is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Clinton Pentland a registered financial adviser?
Yes. Clinton Pentland is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001000804.
Which licensee does Clinton Pentland work under?
Hillross Financial Services Limited, Australian financial services licence 232705.
What can Clinton Pentland give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."