Dave Stock
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005293
- Location
- Adelaide SA 5000
- Licensee
- Franklin Advisory Pty Ltd (AFSL 495480)
- Authorised since
- 21 January 2019
- First provided advice
- 2008
- Qualifications
- Bachelor of Management, University of South Australia (1998); Financial Planning Skills I, FINSIA (2007); Financial and Investment Products, FINSIA (2007); Deposit Products and Non-Cash payments, Financial Education Professionals (2014); Managed Investments Accreditation, Financial Education Professionals (2014); Ethics and Professionalism in Financial Advice, Kaplan (2020); Commercial Law, Kaplan (2025); Tax for Financial Advising, Kaplan (2025)
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Dave Stock
Dave Stock is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Adelaide, South Australia (adviser number 001005293).
The licensee Dave advises under is Franklin Advisory Pty Ltd (AFS licence 495480). The current authorisation started on 21 January 2019.
According to the register, Dave first provided financial advice in 2008. The qualifications listed for Dave include Bachelor of Management (University of South Australia, 1998), Financial Planning Skills I (FINSIA, 2007) and Financial and Investment Products (FINSIA, 2007). Professional memberships recorded: Stockbrokers and Investment Advisers Association (SIAA).
The authorisation covers advice on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds and standard margin lending. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Dave Stock a registered financial adviser?
Yes. Dave Stock is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005293.
Which licensee does Dave Stock work under?
Franklin Advisory Pty Ltd, Australian financial services licence 495480.
What can Dave Stock give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending.