David McNiven
Financial Adviser in Orange, New South Wales, Australia
Review David McNiven
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000425472
- Location
- Orange NSW 2800
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 27 July 2012
- First provided advice
- 1989
- Qualifications
- Bachelor of Business (Accounting), Charles Sturt University (1993); Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2001); SMSF Course, University of Adelaide (2014)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About David McNiven
David McNiven is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Orange, New South Wales (adviser number 000425472).
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. The current authorisation started on 27 July 2012.
The register records 1989 as the year David first provided financial advice. Qualifications and training on file include Bachelor of Business (Accounting) (Charles Sturt University, 1993), Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2001) and SMSF Course (University of Adelaide, 2014).
David is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
Reviews
Nobody has reviewed David McNiven here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is David McNiven a registered financial adviser?
Yes. David McNiven is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000425472.
Which licensee does David McNiven work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can David McNiven give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."