David Stafford Smith
Financial Adviser in Winnellie, Northern Territory, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000249569
- Location
- Winnellie NT 0820
- Licensee
- Frost Licensee Pty Ltd (AFSL 700412)
- Authorised since
- 1 October 2026
- First provided advice
- 2002
- Qualifications
- Advanced Diploma of Financial Services (Financial Planning), AMP Financial Services (2006); Diploma of Financial Services (Financial Planning), AMP Financial Services (2006); SMSF Specialist Adviser, SMSFA (2009); Margin Lending and Geared Investments, Kaplan Professional Education (2011); Accredited Listed Product Adviser Program, Kaplan Professional Education (2014)
- Memberships
- Australian Institute of Company Directors (AICD); Financial Advice Association of Australia (FAAA); SMSF Association
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About David Stafford Smith
David Stafford Smith is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Winnellie, Northern Territory (adviser number 000249569).
Advice is given under the Australian financial services licence of Frost Licensee Pty Ltd, licence number 700412. The current authorisation started on 1 October 2026.
The register records 2002 as the year David first provided financial advice. Qualifications and training on file include Advanced Diploma of Financial Services (Financial Planning) (AMP Financial Services, 2006), Diploma of Financial Services (Financial Planning) (AMP Financial Services, 2006) and SMSF Specialist Adviser (SMSFA, 2009). David is recorded as a member of Australian Institute of Company Directors (AICD), Financial Advice Association of Australia (FAAA) and SMSF Association.
David is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is David Stafford Smith a registered financial adviser?
Yes. David Stafford Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000249569.
Which licensee does David Stafford Smith work under?
Frost Licensee Pty Ltd, Australian financial services licence 700412.
What can David Stafford Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts; standard margin lending.