David Stewart James
Financial Adviser in Port Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000248560
- Location
- Port Adelaide SA 5015
- Licensee
- Akumin Financial Planning Pty Limited (AFSL 232706)
- Authorised since
- 1 January 2004
- First provided advice
- 1999
- Qualifications
- Diploma of Financial Markets, Securities Institute (1999); Graduate Diploma of Applied Finance and Investment, Securities Institute (2003); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2008); Certificate IV Financial Services (Finance/Mortgage Broking), Kaplan Higher Education Pty Limited (2011); Diploma of Financial Services (Finance/Mortgage Broking Management), Kaplan Higher Education Pty Limited (2012); Margin Lending, Kaplan Higher Education Pty Limited (2012); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About David Stewart James
On the Financial Advisers Register kept by ASIC, David Stewart James appears as a current financial adviser in Port Adelaide, South Australia, adviser number 000248560.
David provides advice as an authorised representative of Akumin Financial Planning Pty Limited, which holds Australian financial services licence 232706. The current authorisation started on 1 January 2004.
According to the register, David first provided financial advice in 1999. Qualifications and training on file include Diploma of Financial Markets (Securities Institute, 1999), Graduate Diploma of Applied Finance and Investment (Securities Institute, 2003) and Self Managed Superannuation Funds (Kaplan Higher Education Pty Limited, 2008).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is David Stewart James a registered financial adviser?
Yes. David Stewart James is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000248560.
Which licensee does David Stewart James work under?
Akumin Financial Planning Pty Limited, Australian financial services licence 232706.
What can David Stewart James give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."