Diana Lock
Financial Adviser in Townsville, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000268327
- Location
- Townsville QLD 4810
- Licensee
- Morgans Financial Limited (AFSL 235410)
- Authorised since
- 9 May 2011
- First provided advice
- 1999
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (2000); Margin Lending Accreditation Program, Deakin Prime (2010)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, standard margin lending, managed discretionary account services
- Tax (financial) advice
- Yes
- Register status
- Current
About Diana Lock
On the Financial Advisers Register kept by ASIC, Diana Lock appears as a current financial adviser in Townsville, Queensland, adviser number 000268327.
The licensee Diana advises under is Morgans Financial Limited (AFS licence 235410). The current authorisation started on 9 May 2011.
The register records 1999 as the year Diana first provided financial advice. Qualifications and training on file include Diploma of Financial Planning (Financial Planning Association of Australia, 2000) and Margin Lending Accreditation Program (Deakin Prime, 2010).
Diana is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Diana Lock a registered financial adviser?
Yes. Diana Lock is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000268327.
Which licensee does Diana Lock work under?
Morgans Financial Limited, Australian financial services licence 235410.
What can Diana Lock give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; standard margin lending; managed discretionary account services.