Dominic Kwok
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001003324
- Location
- Adelaide SA 5000
- Licensee
- Macquarie Bank Limited (AFSL 237502)
- Authorised since
- 27 July 2023
- First provided advice
- 2011
- Qualifications
- Bachelor of Finance, The University of Adelaide (2009); Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2010); Advanced Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2013); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2017); Tier 1 Margin Lending, Kaplan Higher Education Pty Limited (2017); FPETH501A Ethics and Professional Standards for Financial Advisers, New South Wales Technical & Further Education Commission (TAFE NSW) (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Dominic Kwok
On the Financial Advisers Register kept by ASIC, Dominic Kwok appears as a current financial adviser in Adelaide, South Australia, adviser number 001003324.
The licensee Dominic advises under is Macquarie Bank Limited (AFS licence 237502). That authorisation dates from 27 July 2023.
According to the register, Dominic first provided financial advice in 2011. Qualifications and training on file include Bachelor of Finance (The University of Adelaide, 2009), Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2010) and Advanced Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2013). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
Dominic is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Dominic Kwok a registered financial adviser?
Yes. Dominic Kwok is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003324.
Which licensee does Dominic Kwok work under?
Macquarie Bank Limited, Australian financial services licence 237502.
What can Dominic Kwok give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; standard margin lending.