Frances Caba Griffin
Financial Adviser in Paddington, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001007697
- Location
- Paddington QLD 4064
- Licensee
- Maven Capital Pty Ltd (AFSL 418504)
- Authorised since
- 13 December 2019
- First provided advice
- 2015
- Qualifications
- Diploma of Financial Planning, Kaplan (2015)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Frances Caba Griffin
Frances Caba Griffin is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Paddington, Queensland (adviser number 001007697).
Frances provides advice as an authorised representative of Maven Capital Pty Ltd, which holds Australian financial services licence 418504. That authorisation dates from 13 December 2019.
The register records 2015 as the year Frances first provided financial advice. The qualifications listed for Frances include Diploma of Financial Planning (Kaplan, 2015).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Frances Caba Griffin a registered financial adviser?
Yes. Frances Caba Griffin is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001007697.
Which licensee does Frances Caba Griffin work under?
Maven Capital Pty Ltd, Australian financial services licence 418504.
What can Frances Caba Griffin give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.