Jake Smith
Financial Adviser in Gymea, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005804
- Location
- Gymea NSW 2227
- Licensee
- Aware Financial Services Australia Limited (AFSL 238430)
- Authorised since
- 1 December 2019
- First provided advice
- 2012
- Qualifications
- Diploma of Financial Services (Financial Planning), TAFE NSW (2007); 200184 Introduction to Business Law, University of Western Sydney (2008); 200187 Taxation Law, University of Western Sydney (2011); Bachelor of Financial Advising, University of Western Sydney (2012); Certified Financial Planner, Financial Planning Association of Australia (FPA) (2017); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.
- Tax (financial) advice
- Yes
- Register status
- Current
About Jake Smith
On the Financial Advisers Register kept by ASIC, Jake Smith appears as a current financial adviser in Gymea, New South Wales, adviser number 001005804.
Jake provides advice as an authorised representative of Aware Financial Services Australia Limited, which holds Australian financial services licence 238430. The current authorisation started on 1 December 2019.
The register records 2012 as the year Jake first provided financial advice. The qualifications listed for Jake include Diploma of Financial Services (Financial Planning) (TAFE NSW, 2007), 200184 Introduction to Business Law (University of Western Sydney, 2008) and 200187 Taxation Law (University of Western Sydney, 2011). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.”
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Questions people ask
Is Jake Smith a registered financial adviser?
Yes. Jake Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005804.
Which licensee does Jake Smith work under?
Aware Financial Services Australia Limited, Australian financial services licence 238430.
What can Jake Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list."