James Dempsey
Financial Adviser in Perth, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005473
- Location
- Perth WA 6000
- Licensee
- Jbwere Ltd (AFSL 341162)
- Authorised since
- 1 June 2010
- First provided advice
- 2011
- Qualifications
- Bachelor Degree, Murdoch University (2011); Accredited Derivatives Adviser Level 1 & 2, Kaplan Professional (2015); Foreign Exchange Accreditation Program, Stockbrokers and Financial Advisers Association Limited (2018); Ethics and Professionalism in Financial Advice, Kaplan Professional (2022)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives, foreign exchange contracts
- Restriction
- Superannuation - Can only advise on a person's existing holding in a superannuation product
- Tax (financial) advice
- Yes
- Register status
- Current
About James Dempsey
James Dempsey is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Perth, Western Australia (adviser number 001005473).
James provides advice as an authorised representative of Jbwere Ltd, which holds Australian financial services licence 341162. That authorisation dates from 1 June 2010.
The register records 2011 as the year James first provided financial advice. Qualifications and training on file include Bachelor Degree (Murdoch University, 2011), Accredited Derivatives Adviser Level 1 & 2 (Kaplan Professional, 2015) and Foreign Exchange Accreditation Program (Stockbrokers and Financial Advisers Association Limited, 2018).
James is authorised to advise on superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds and standard margin lending, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Superannuation – Can only advise on a person’s existing holding in a superannuation product.”
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Questions people ask
Is James Dempsey a registered financial adviser?
Yes. James Dempsey is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005473.
Which licensee does James Dempsey work under?
Jbwere Ltd, Australian financial services licence 341162.
What can James Dempsey give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives; foreign exchange contracts. It also records this restriction: "Superannuation - Can only advise on a person's existing holding in a superannuation product."