James Farrell
Financial Adviser in Rockhampton City, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000420275
- Location
- Rockhampton City QLD 4700
- Licensee
- Afta Pty Ltd (AFSL 507423)
- Authorised since
- 23 November 2018
- First provided advice
- 2010
- Qualifications
- Advanced Diploma, Kaplan (2010); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2022)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About James Farrell
On the Financial Advisers Register kept by ASIC, James Farrell appears as a current financial adviser in Rockhampton City, Queensland, adviser number 000420275.
James provides advice as an authorised representative of Afta Pty Ltd, which holds Australian financial services licence 507423. The current authorisation started on 23 November 2018.
The register records 2010 as the year James first provided financial advice. Qualifications and training on file include Advanced Diploma (Kaplan, 2010) and Graduate Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2022). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
James is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is James Farrell a registered financial adviser?
Yes. James Farrell is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000420275.
Which licensee does James Farrell work under?
Afta Pty Ltd, Australian financial services licence 507423.
What can James Farrell give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.