James Frederick Rawlings
Financial Adviser in Yarralumla, Australian Capital Territory, Australia
Review James Frederick Rawlings
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number001004799
- Location
- Yarralumla ACT 2600
- Licensee
- Alliance Wealth Pty Ltd (AFSL 449221)
- Authorised since
- 16 February 2023
- First provided advice
- 1997
- Qualifications
- Bachelor of Arts, University of Queensland (1996); Bachelor of Business (International Business), Queensland University Technology (2002); Diploma of Financial Planning (DFP 1-8), FPA Australia (2002); Certified Financial Planner (CFP) Program, FPA Australia (2005); Ethics and Professionalism in Financial Advice Course (FPC002B), Kaplan Higher Education (2019); Specialist SMSF Course, SuperConcepts & University of Adeliade (2022); Commercial Law Course, Kaplan Professional (2023); Tax for Financial Advising Course, Kaplan Professional (2023); Residential Aged Care Workshop, Aged Care Gurus (2026)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About James Frederick Rawlings
James Frederick Rawlings is a financial adviser in Yarralumla, Australian Capital Territory, listed on the Financial Advisers Register kept by ASIC under adviser number 001004799.
Advice is given under the Australian financial services licence of Alliance Wealth Pty Ltd, licence number 449221. That authorisation dates from 16 February 2023.
The register records 1997 as the year James first provided financial advice. The qualifications listed for James include Bachelor of Arts (University of Queensland, 1996), Bachelor of Business (International Business) (Queensland University Technology, 2002) and Diploma of Financial Planning (DFP 1-8) (FPA Australia, 2002). James is recorded as a member of Financial Advice Association of Australia (FAAA).
James is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and government debentures, stocks and bonds, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed James Frederick Rawlings here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is James Frederick Rawlings a registered financial adviser?
Yes. James Frederick Rawlings is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001004799.
Which licensee does James Frederick Rawlings work under?
Alliance Wealth Pty Ltd, Australian financial services licence 449221.
What can James Frederick Rawlings give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts.