James Sefton
Financial Adviser in Eltham, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000236025
- Location
- Eltham VIC 3095
- Licensee
- Alliance Wealth Pty Ltd (AFSL 449221)
- Authorised since
- 15 December 2020
- First provided advice
- 1997
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2001)
- Memberships
- CFP - Certified Financial Planner (FPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Not authorised to provide advice in SMSF
- Tax (financial) advice
- Yes
- Register status
- Current
About James Sefton
James Sefton is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Eltham, Victoria (adviser number 000236025).
Advice is given under the Australian financial services licence of Alliance Wealth Pty Ltd, licence number 449221. The current authorisation started on 15 December 2020.
According to the register, James first provided financial advice in 1997. The qualifications listed for James include Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2001). Professional memberships recorded: CFP – Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).
James is authorised to advise on superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Not authorised to provide advice in SMSF.”
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Questions people ask
Is James Sefton a registered financial adviser?
Yes. James Sefton is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000236025.
Which licensee does James Sefton work under?
Alliance Wealth Pty Ltd, Australian financial services licence 449221.
What can James Sefton give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Not authorised to provide advice in SMSF."