James Silverstein
Financial Adviser in Docklands, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001006300
- Location
- Docklands VIC 3008
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 13 November 2017
- First provided advice
- 2009
- Qualifications
- Bachelor of Business (Banking & Finance), Monash University (2005); Bachelor of Business (Law), Monash University (2005); Graduate Certificate in Financial Planning, Finsia (2008); Graduate Diploma of Applied Finance (Financial Planning major), Kaplan Higher Education Pty Limited (2010); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); SMSF Course, University of Adelaide (2015); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About James Silverstein
James Silverstein is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Docklands, Victoria (adviser number 001006300).
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. That authorisation dates from 13 November 2017.
The register records 2009 as the year James first provided financial advice. The qualifications listed for James include Bachelor of Business (Banking & Finance) (Monash University, 2005), Bachelor of Business (Law) (Monash University, 2005) and Graduate Certificate in Financial Planning (Finsia, 2008).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is James Silverstein a registered financial adviser?
Yes. James Silverstein is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001006300.
Which licensee does James Silverstein work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can James Silverstein give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."