James Stephan
Financial Adviser in Hawthorn East, Victoria, Australia
Review James Stephan
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000307563
- Location
- Hawthorn East VIC 3123
- Licensee
- Stephan Independent Advisory Pty Ltd (AFSL 476427)
- Authorised since
- 4 August 2015
- First provided advice
- 2006
- Qualifications
- Bachelor of Business (Financial Planning), RMIT University (2004); Certified Financial Planner, Financial Planning Association (2008); Ethics and Professionalism in Financial Advice, Kaplan Professional (2019)
- Memberships
- Certified Independent Financial Advisers Association Ltd (CIFAA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About James Stephan
James Stephan is a financial adviser in Hawthorn East, Victoria, listed on the Financial Advisers Register kept by ASIC under adviser number 000307563.
James provides advice as an authorised representative of Stephan Independent Advisory Pty Ltd, which holds Australian financial services licence 476427. That authorisation dates from 4 August 2015.
The register records 2006 as the year James first provided financial advice. Qualifications and training on file include Bachelor of Business (Financial Planning) (RMIT University, 2004), Certified Financial Planner (Financial Planning Association, 2008) and Ethics and Professionalism in Financial Advice (Kaplan Professional, 2019). Professional memberships recorded: Certified Independent Financial Advisers Association Ltd (CIFAA) and Financial Advice Association of Australia (FAAA).
James is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed James Stephan here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is James Stephan a registered financial adviser?
Yes. James Stephan is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000307563.
Which licensee does James Stephan work under?
Stephan Independent Advisory Pty Ltd, Australian financial services licence 476427.
What can James Stephan give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.