Jerome Peter Smith

Financial Adviser in Hawthorn East, Victoria, Australia

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Australian Securities and Investments Commission (ASIC)

Adviser number001003608

Currenton the register
Location
Hawthorn East VIC 3123
Licensee
Sovereign Financial Group Pty Ltd (AFSL 383416)
Authorised since
22 November 2010
First provided advice
1996
Qualifications
Advanced Diploma Financial Services (Financial Planning), FPA (2001); Advanced SMSF Strategy Training, Kaplan (2010); Ethics and Professionalism in Financial Advice, Kaplan Professional (2019); Commercial Law, Kaplan (2025); Tax for Financial Advising, Kaplan (2025)
Memberships
Financial Advice Association of Australia (FAAA)
Advice areas
superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts, standard margin lending
Tax (financial) advice
Yes
Register status
Current
Copied from the public register on 24 October 2026. Check it on the official register

About Jerome Peter Smith

On the Financial Advisers Register kept by ASIC, Jerome Peter Smith appears as a current financial adviser in Hawthorn East, Victoria, adviser number 001003608.

Advice is given under the Australian financial services licence of Sovereign Financial Group Pty Ltd, licence number 383416. The current authorisation started on 22 November 2010.

According to the register, Jerome first provided financial advice in 1996. Qualifications and training on file include Advanced Diploma Financial Services (Financial Planning) (FPA, 2001), Advanced SMSF Strategy Training (Kaplan, 2010) and Ethics and Professionalism in Financial Advice (Kaplan Professional, 2019). Jerome is recorded as a member of Financial Advice Association of Australia (FAAA).

The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.

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Questions people ask

Is Jerome Peter Smith a registered financial adviser?

Yes. Jerome Peter Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003608.

Which licensee does Jerome Peter Smith work under?

Sovereign Financial Group Pty Ltd, Australian financial services licence 383416.

What can Jerome Peter Smith give advice on?

The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts; standard margin lending.