John Broughton
Financial Adviser in Milton, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000299934
- Location
- Milton NSW 2538
- Licensee
- Cube Financial Services Pty Ltd (AFSL 533816)
- Authorised since
- 16 December 2021
- First provided advice
- 2006
- Qualifications
- Bachelor of Commerce in Financial Planning with Honours, University of Wollongong (2005); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2021)
- Memberships
- CFP - Certified Financial Planner (FPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About John Broughton
John Broughton is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Milton, New South Wales (adviser number 000299934).
John provides advice as an authorised representative of Cube Financial Services Pty Ltd, which holds Australian financial services licence 533816. That authorisation dates from 16 December 2021.
According to the register, John first provided financial advice in 2006. Qualifications and training on file include Bachelor of Commerce in Financial Planning with Honours (University of Wollongong, 2005) and FPC002B Ethics and Professionalism in Financial Advice (Kaplan Professional, 2021). John is recorded as a member of CFP – Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).
John is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is John Broughton a registered financial adviser?
Yes. John Broughton is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000299934.
Which licensee does John Broughton work under?
Cube Financial Services Pty Ltd, Australian financial services licence 533816.
What can John Broughton give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.