Karl Simon Brooke
Financial Adviser in Erina, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001261628
- Location
- Erina NSW 2250
- Licensee
- BD Financial Advisory Pty Ltd (AFSL 502401)
- Authorised since
- 1 February 2018
- First provided advice
- 2018
- Qualifications
- Bachelor of Commerce, University of Newcastle (2013); Diploma of Financial Planning, Kaplan (2014); Accredited Aged Care Professional, Aged Care Steps (2017); Certified Financial Planner, FPA (2022); Ethics and Professionalism for Financial Advice, Kaplan (2023)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Karl Simon Brooke
On the Financial Advisers Register kept by ASIC, Karl Simon Brooke appears as a current financial adviser in Erina, New South Wales, adviser number 001261628.
Advice is given under the Australian financial services licence of BD Financial Advisory Pty Ltd, licence number 502401. That authorisation dates from 1 February 2018.
The register records 2018 as the year Karl first provided financial advice. The qualifications listed for Karl include Bachelor of Commerce (University of Newcastle, 2013), Diploma of Financial Planning (Kaplan, 2014) and Accredited Aged Care Professional (Aged Care Steps, 2017). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
Karl is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Karl Simon Brooke a registered financial adviser?
Yes. Karl Simon Brooke is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001261628.
Which licensee does Karl Simon Brooke work under?
BD Financial Advisory Pty Ltd, Australian financial services licence 502401.
What can Karl Simon Brooke give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.