Malcolm Alexander Smith
Financial Adviser in Dalby, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000250799
- Location
- Dalby QLD 4405
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 14 September 2019
- First provided advice
- 1993
- Qualifications
- Margin Lending and Geared Investments, Kaplan Professional (2011); Self Managed Superannuation Funds, Mentor Education (2015); Fellow Chartered Financial Practitioner (FChFP), Association of Financial Advisers (2018); Accredited Listed Product Adviser Program, Kaplan Professional (2020); Ethics and Professionalism in Financial Advice, Kaplan Professional (2023)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Malcolm Alexander Smith
Malcolm Alexander Smith is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Dalby, Queensland (adviser number 000250799).
Advice is given under the Australian financial services licence of Capstone Financial Planning Pty Ltd, licence number 223135. The current authorisation started on 14 September 2019.
According to the register, Malcolm first provided financial advice in 1993. The qualifications listed for Malcolm include Margin Lending and Geared Investments (Kaplan Professional, 2011), Self Managed Superannuation Funds (Mentor Education, 2015) and Fellow Chartered Financial Practitioner (FChFP) (Association of Financial Advisers, 2018). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Malcolm Alexander Smith a registered financial adviser?
Yes. Malcolm Alexander Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000250799.
Which licensee does Malcolm Alexander Smith work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Malcolm Alexander Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.