Mark Francis Small
Financial Adviser in Albion, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000449972
- Location
- Albion QLD 4010
- Licensee
- ABC Financial Planning Pty Ltd (AFSL 226470)
- Authorised since
- 2 April 2024
- First provided advice
- 2017
- Qualifications
- Bachelor of Commerce, University of Auckland (1988); Graudate Diploma of Applied Finance and Investment, Securities Institute of Australia (1994); TASA and the TPB Code of Professional Conduct, Kaplan Professional (2015); Tier 1, Kaplan Professional (2016); Tier 1 Life Insurance, Kaplan Professional (2016); Commercial Law TASACLv3, Kaplan Education Pty Ltd (2025); Ethics and Professionalism in Financial Advice FPC002B, Kaplan Professional (2025); Tax for Financial Advising TFAv2, Kaplan Education Pty Ltd (2025); SuperConcepts Specialist SMSF Online Course, Super Concepts (2026)
- Memberships
- Mortgage and Finance Association of Australia (MFAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Register status
- Current
About Mark Francis Small
Mark Francis Small is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Albion, Queensland (adviser number 000449972).
Advice is given under the Australian financial services licence of ABC Financial Planning Pty Ltd, licence number 226470. That authorisation dates from 2 April 2024.
According to the register, Mark first provided financial advice in 2017. Qualifications and training on file include Bachelor of Commerce (University of Auckland, 1988), Graudate Diploma of Applied Finance and Investment (Securities Institute of Australia, 1994) and TASA and the TPB Code of Professional Conduct (Kaplan Professional, 2015). Professional memberships recorded: Mortgage and Finance Association of Australia (MFAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total.
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Questions people ask
Is Mark Francis Small a registered financial adviser?
Yes. Mark Francis Small is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000449972.
Which licensee does Mark Francis Small work under?
ABC Financial Planning Pty Ltd, Australian financial services licence 226470.
What can Mark Francis Small give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.