Neil James Speirs
Financial Adviser in Canberra, Australian Capital Territory, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000424857
- Location
- Canberra ACT 2601
- Licensee
- Guideway Financial Services Pty Ltd (AFSL 420367)
- Authorised since
- 20 December 2021
- First provided advice
- 2012
- Qualifications
- FNS50804 Diploma of Financial Services (Financial Planning), Kaplan Education Pty Limited (2012); FNS60410 Advanced Diploma of Financial Planning, Kaplan Education Pty Limited (2014); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2020); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
- Tax (financial) advice
- Yes
- Register status
- Current
About Neil James Speirs
On the Financial Advisers Register kept by ASIC, Neil James Speirs appears as a current financial adviser in Canberra, Australian Capital Territory, adviser number 000424857.
Advice is given under the Australian financial services licence of Guideway Financial Services Pty Ltd, licence number 420367. That authorisation dates from 20 December 2021.
According to the register, Neil first provided financial advice in 2012. Qualifications and training on file include FNS50804 Diploma of Financial Services (Financial Planning) (Kaplan Education Pty Limited, 2012), FNS60410 Advanced Diploma of Financial Planning (Kaplan Education Pty Limited, 2014) and Graduate Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2020). Neil is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised.”
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Questions people ask
Is Neil James Speirs a registered financial adviser?
Yes. Neil James Speirs is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000424857.
Which licensee does Neil James Speirs work under?
Guideway Financial Services Pty Ltd, Australian financial services licence 420367.
What can Neil James Speirs give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised."