Nicholas Adam Wall

Financial Adviser in Warilla, New South Wales, Australia

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Australian Securities and Investments Commission (ASIC)

Adviser number000438860

Currenton the register
Location
Warilla NSW 2528
Licensee
Smart Financial Capital Pty Ltd (AFSL 533901)
Authorised since
18 July 2024
First provided advice
2013
Qualifications
Bachelor of Commerce (Financial Planning & Management), The University of Wollongong (2010); Cavendish & ICFS Specialist SMSF Course, The University of Adelaide International Centre for Financial Services (2013); 928 Margin Lending, Kaplan Higher Education (2014); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education (2020)
Advice areas
superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
Tax (financial) advice
Yes
Register status
Current
Copied from the public register on 24 October 2026. Check it on the official register

About Nicholas Adam Wall

On the Financial Advisers Register kept by ASIC, Nicholas Adam Wall appears as a current financial adviser in Warilla, New South Wales, adviser number 000438860.

Advice is given under the Australian financial services licence of Smart Financial Capital Pty Ltd, licence number 533901. The current authorisation started on 18 July 2024.

The register records 2013 as the year Nicholas first provided financial advice. Qualifications and training on file include Bachelor of Commerce (Financial Planning & Management) (The University of Wollongong, 2010), Cavendish & ICFS Specialist SMSF Course (The University of Adelaide International Centre for Financial Services, 2013) and 928 Margin Lending (Kaplan Higher Education, 2014).

The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.

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Questions people ask

Is Nicholas Adam Wall a registered financial adviser?

Yes. Nicholas Adam Wall is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000438860.

Which licensee does Nicholas Adam Wall work under?

Smart Financial Capital Pty Ltd, Australian financial services licence 533901.

What can Nicholas Adam Wall give advice on?

The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.