Nicholas Lee
Financial Adviser in Ballarat, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001003845
- Location
- Ballarat VIC 3350
- Licensee
- Financial Index Australia Pty Ltd (AFSL 240559); Findex Advice Services Pty Ltd (AFSL 243253)
- Authorised since
- 6 May 2021
- First provided advice
- 2011
- Qualifications
- Bachelor of Commerce, University of Melbourne (2010); Bachelor of Science, University of Melbourne (2010); Self Managed Superannuation Funds, Kaplan Professional (2016); Graduate Diploma of Financial Planning, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA); Financial Planning Association (FPA) - Certified Financial Planner
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Excluding LRBA's
- Tax (financial) advice
- Yes
- Register status
- Current
About Nicholas Lee
Nicholas Lee is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Ballarat, Victoria (adviser number 001003845).
Advice is given under the Australian financial services licence of Financial Index Australia Pty Ltd, licence number 240559. The register also lists Findex Advice Services Pty Ltd (licence 243253). That authorisation dates from 6 May 2021.
The register records 2011 as the year Nicholas first provided financial advice. Qualifications and training on file include Bachelor of Commerce (University of Melbourne, 2010), Bachelor of Science (University of Melbourne, 2010) and Self Managed Superannuation Funds (Kaplan Professional, 2016). Nicholas is recorded as a member of Financial Advice Association of Australia (FAAA) and Financial Planning Association (FPA) – Certified Financial Planner.
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Excluding LRBA’s.”
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Questions people ask
Is Nicholas Lee a registered financial adviser?
Yes. Nicholas Lee is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003845.
Which licensee does Nicholas Lee work under?
Financial Index Australia Pty Ltd, Australian financial services licence 240559 and Findex Advice Services Pty Ltd, Australian financial services licence 243253.
What can Nicholas Lee give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Excluding LRBA's."