Phillip Win
Financial Adviser in Parramatta, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001000633
- Location
- Parramatta NSW 2150
- Licensee
- Profile Financial Services Pty Ltd (AFSL 226238)
- Authorised since
- 3 June 2005
- First provided advice
- 1999
- Qualifications
- Bachelor of Economics, Australian National University (1995); Diploma of Financial Planning, Deakin University (2000); Certified Financial Planner, Financial Planning Association of Australia (2001); Margin Lending and Geared Investments, Kaplan Professional (2011)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- Derivatives - limited to old law securities options contracts and warrants
- Tax (financial) advice
- Yes
- Register status
- Current
About Phillip Win
Phillip Win is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Parramatta, New South Wales (adviser number 001000633).
Advice is given under the Australian financial services licence of Profile Financial Services Pty Ltd, licence number 226238. The current authorisation started on 3 June 2005.
According to the register, Phillip first provided financial advice in 1999. The qualifications listed for Phillip include Bachelor of Economics (Australian National University, 1995), Diploma of Financial Planning (Deakin University, 2000) and Certified Financial Planner (Financial Planning Association of Australia, 2001). Phillip is recorded as a member of Financial Advice Association of Australia (FAAA).
Phillip is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Derivatives – limited to old law securities options contracts and warrants.”
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Questions people ask
Is Phillip Win a registered financial adviser?
Yes. Phillip Win is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001000633.
Which licensee does Phillip Win work under?
Profile Financial Services Pty Ltd, Australian financial services licence 226238.
What can Phillip Win give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "Derivatives - limited to old law securities options contracts and warrants."