Ricky Baker

Financial Adviser in Oxley, Queensland, Australia

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Australian Securities and Investments Commission (ASIC)

Adviser number001002944

Currenton the register
Location
Oxley QLD 4075
Licensee
Alliance Wealth Pty Ltd (AFSL 449221)
Authorised since
8 October 2020
First provided advice
2009
Qualifications
Diploma of Financial Services (Financial Planning), Kaplan Professional (2010)
Advice areas
superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
Restriction
Not authorised to provide advice on Self Managed Super Funds.
Tax (financial) advice
Yes
Register status
Current
Copied from the public register on 24 October 2026. Check it on the official register

About Ricky Baker

Ricky Baker is a financial adviser in Oxley, Queensland, listed on the Financial Advisers Register kept by ASIC under adviser number 001002944.

The licensee Ricky advises under is Alliance Wealth Pty Ltd (AFS licence 449221). The current authorisation started on 8 October 2020.

The register records 2009 as the year Ricky first provided financial advice. Qualifications and training on file include Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2010).

The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.

The register adds a condition to this authorisation: “Not authorised to provide advice on Self Managed Super Funds.”

Reviews

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Questions people ask

Is Ricky Baker a registered financial adviser?

Yes. Ricky Baker is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001002944.

Which licensee does Ricky Baker work under?

Alliance Wealth Pty Ltd, Australian financial services licence 449221.

What can Ricky Baker give advice on?

The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Not authorised to provide advice on Self Managed Super Funds."