Roger Raymond Ellingworth
Financial Adviser in Melbourne, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000231044
- Location
- Melbourne VIC 3000
- Licensee
- Shadforth Financial Group Limited (AFSL 318613)
- Authorised since
- 1 October 2025
- First provided advice
- 1983
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia Limited (1992); Certified Financial Planner (CFP), Financial Planning Association of Australia Limited (1995); Master of Business, Royal Melbourne Institute of Technology (1999); Accredited Aged Care Professional, Aged Care Steps (2017); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Ltd (2023)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts, standard margin lending
- Restriction
- Securities: adviceis limited to approved model portfolios, direct equities and Exchange-Traded Products (ETPs) (including Exchange-Traded Funds (ETFs)) only.
- Tax (financial) advice
- Yes
- Register status
- Current
About Roger Raymond Ellingworth
On the Financial Advisers Register kept by ASIC, Roger Raymond Ellingworth appears as a current financial adviser in Melbourne, Victoria, adviser number 000231044.
Roger provides advice as an authorised representative of Shadforth Financial Group Limited, which holds Australian financial services licence 318613. The current authorisation started on 1 October 2025.
The register records 1983 as the year Roger first provided financial advice. The qualifications listed for Roger include Diploma of Financial Planning (Financial Planning Association of Australia Limited, 1992), Certified Financial Planner (CFP) (Financial Planning Association of Australia Limited, 1995) and Master of Business (Royal Melbourne Institute of Technology, 1999). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Securities: adviceis limited to approved model portfolios, direct equities and Exchange-Traded Products (ETPs) (including Exchange-Traded Funds (ETFs)) only.”
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Questions people ask
Is Roger Raymond Ellingworth a registered financial adviser?
Yes. Roger Raymond Ellingworth is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000231044.
Which licensee does Roger Raymond Ellingworth work under?
Shadforth Financial Group Limited, Australian financial services licence 318613.
What can Roger Raymond Ellingworth give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts; standard margin lending. It also records this restriction: "Securities: adviceis limited to approved model portfolios, direct equities and Exchange-Traded Products (ETPs) (including Exchange-Traded Funds (ETFs)) only."