Roy McLeod
Financial Adviser in Maitland, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000239312
- Location
- Maitland NSW 2320
- Licensee
- LFC Group Pty Limited (AFSL 526600)
- Authorised since
- 31 August 2026
- First provided advice
- 1998
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2000); SMSF Specialist Advisor Program, SMSF Association (2005); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2011); ASX Listed Product Accreditation Course (LPAC), LPAC Online (2017); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2023)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives
- Tax (financial) advice
- Yes
- Register status
- Current
About Roy McLeod
On the Financial Advisers Register kept by ASIC, Roy McLeod appears as a current financial adviser in Maitland, New South Wales, adviser number 000239312.
Advice is given under the Australian financial services licence of LFC Group Pty Limited, licence number 526600. That authorisation dates from 31 August 2026.
The register records 1998 as the year Roy first provided financial advice. The qualifications listed for Roy include Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2000), SMSF Specialist Advisor Program (SMSF Association, 2005) and Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2011).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Roy McLeod a registered financial adviser?
Yes. Roy McLeod is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000239312.
Which licensee does Roy McLeod work under?
LFC Group Pty Limited, Australian financial services licence 526600.
What can Roy McLeod give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."