Sam Chapman
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005988
- Location
- Adelaide SA 5000
- Licensee
- Morgan Stanley Wealth Management Australia Pty Ltd (AFSL 240813)
- Authorised since
- 11 March 2004
- First provided advice
- 1989
- Qualifications
- SDIA Accreditation Program Assessment, Securities & Derivatives Industry Association (2002); Superannuation Module, Securities Institute Education (2002); ASX Accredited Derivatives Adviser Program, Australian Financial Markets Association (2004)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives
- Restriction
- Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options
- Register status
- Current
About Sam Chapman
Sam Chapman is a financial adviser in Adelaide, South Australia, listed on the Financial Advisers Register kept by ASIC under adviser number 001005988.
The licensee Sam advises under is Morgan Stanley Wealth Management Australia Pty Ltd (AFS licence 240813). The current authorisation started on 11 March 2004.
According to the register, Sam first provided financial advice in 1989. Qualifications and training on file include SDIA Accreditation Program Assessment (Securities & Derivatives Industry Association, 2002), Superannuation Module (Securities Institute Education, 2002) and ASX Accredited Derivatives Adviser Program (Australian Financial Markets Association, 2004).
The authorisation covers advice on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending and derivatives.
The register adds a condition to this authorisation: “Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.”
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Questions people ask
Is Sam Chapman a registered financial adviser?
Yes. Sam Chapman is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005988.
Which licensee does Sam Chapman work under?
Morgan Stanley Wealth Management Australia Pty Ltd, Australian financial services licence 240813.
What can Sam Chapman give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives. It also records this restriction: "Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options."