Sam Fimis
Financial Adviser in Melbourne, Victoria, Australia
Review Sam Fimis
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000310094
- Location
- Melbourne VIC 3000
- Licensee
- Canaccord Genuity Financial Limited (AFSL 239052)
- Authorised since
- 9 May 2008
- First provided advice
- 2007
- Qualifications
- Bachelor of Legal Studies, La Trobe University (2004); Bachelor of Economics, La Trobe University (2007); Professional Diploma in Stockbroking, Stockbrokers Association of Australia (2010); Ethics and Professionalism in Financial Advice, KAPLAN (2019); Relevant Provider Exam, FASEA (2020)
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds
- Tax (financial) advice
- Yes
- Register status
- Current
About Sam Fimis
On the Financial Advisers Register kept by ASIC, Sam Fimis appears as a current financial adviser in Melbourne, Victoria, adviser number 000310094.
Sam provides advice as an authorised representative of Canaccord Genuity Financial Limited, which holds Australian financial services licence 239052. That authorisation dates from 9 May 2008.
According to the register, Sam first provided financial advice in 2007. Qualifications and training on file include Bachelor of Legal Studies (La Trobe University, 2004), Bachelor of Economics (La Trobe University, 2007) and Professional Diploma in Stockbroking (Stockbrokers Association of Australia, 2010). Sam is recorded as a member of Stockbrokers and Investment Advisers Association (SIAA).
The authorisation covers advice on securities, managed investment schemes, deposit and payment products and government debentures, stocks and bonds. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed Sam Fimis here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Sam Fimis a registered financial adviser?
Yes. Sam Fimis is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000310094.
Which licensee does Sam Fimis work under?
Canaccord Genuity Financial Limited, Australian financial services licence 239052.
What can Sam Fimis give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds.