Samuel Peter Crompton
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000337689
- Location
- Adelaide SA 5000
- Licensee
- Shaw and Partners Limited (AFSL 236048)
- Authorised since
- 25 May 2009
- First provided advice
- 2001
- Qualifications
- Accredited Derivatives Adviser Level One, ASX (2010); Margin Lending Accreditation Program, Stockbrokers Association of Australia (2010); Accredited Derivatives Adviser Level Two, Stockbrokers Association of Australia (2015)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, standard margin lending, derivatives, managed discretionary account services
- Restriction
- For Superannuation: this is restricted to investment advice only.
- Register status
- Current
About Samuel Peter Crompton
On the Financial Advisers Register kept by ASIC, Samuel Peter Crompton appears as a current financial adviser in Adelaide, South Australia, adviser number 000337689.
Advice is given under the Australian financial services licence of Shaw and Partners Limited, licence number 236048. That authorisation dates from 25 May 2009.
According to the register, Samuel first provided financial advice in 2001. The qualifications listed for Samuel include Accredited Derivatives Adviser Level One (ASX, 2010), Margin Lending Accreditation Program (Stockbrokers Association of Australia, 2010) and Accredited Derivatives Adviser Level Two (Stockbrokers Association of Australia, 2015).
The authorisation covers advice on superannuation, securities, managed investment schemes, deposit and payment products, standard margin lending and derivatives, among 7 product areas in total.
A further restriction is recorded on the register: “For Superannuation: this is restricted to investment advice only.”
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Questions people ask
Is Samuel Peter Crompton a registered financial adviser?
Yes. Samuel Peter Crompton is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000337689.
Which licensee does Samuel Peter Crompton work under?
Shaw and Partners Limited, Australian financial services licence 236048.
What can Samuel Peter Crompton give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; standard margin lending; derivatives; managed discretionary account services. It also records this restriction: "For Superannuation: this is restricted to investment advice only."