Scott Dion James
Financial Adviser in Devonport, Tasmania, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000315455
- Location
- Devonport TAS 7310
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 1 November 2024
- First provided advice
- 2007
- Qualifications
- Diploma of Financial Services (Financial Planning), Financial Planning Association of Australia (FPA) (2005); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2008); SMSF Course, University of Adelaide (2018)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Scott Dion James
Scott Dion James is a financial adviser in Devonport, Tasmania, listed on the Financial Advisers Register kept by ASIC under adviser number 000315455.
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. That authorisation dates from 1 November 2024.
According to the register, Scott first provided financial advice in 2007. Qualifications and training on file include Diploma of Financial Services (Financial Planning) (Financial Planning Association of Australia (FPA), 2005), Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2008) and SMSF Course (University of Adelaide, 2018).
Scott is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Scott Dion James a registered financial adviser?
Yes. Scott Dion James is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000315455.
Which licensee does Scott Dion James work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Scott Dion James give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."