Shane Carty
Financial Adviser in Toowoomba, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000239359
- Location
- Toowoomba QLD 4350
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 24 June 2015
- First provided advice
- 2003
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2002); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2011); Commercial Law, Kaplan Higher Education Pty Limited (2025); Tax for Financial Advising, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Shane Carty
Shane Carty is a financial adviser in Toowoomba, Queensland, listed on the Financial Advisers Register kept by ASIC under adviser number 000239359.
The licensee Shane advises under is Charter Financial Planning Limited (AFS licence 234665). The current authorisation started on 24 June 2015.
According to the register, Shane first provided financial advice in 2003. Qualifications and training on file include Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2002), Accredited Listed Product Adviser (ASX ALPA) Program (Kaplan Higher Education Pty Limited, 2011) and Commercial Law (Kaplan Higher Education Pty Limited, 2025).
Shane is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Shane Carty a registered financial adviser?
Yes. Shane Carty is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000239359.
Which licensee does Shane Carty work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Shane Carty give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."