Simon Peter Babbage
Financial Adviser in Warners Bay, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001000416
- Location
- Warners Bay NSW 2282
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 27 March 2023
- First provided advice
- 1994
- Qualifications
- 8 unit Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2001); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2011); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2012); Commercial Law, Kaplan Higher Education Pty Limited (2025); Tax for Financial Advising, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Simon Peter Babbage
Simon Peter Babbage is a financial adviser in Warners Bay, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 001000416.
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. That authorisation dates from 27 March 2023.
The register records 1994 as the year Simon first provided financial advice. Qualifications and training on file include 8 unit Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2001), Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2011) and Self Managed Superannuation Funds (Kaplan Higher Education Pty Limited, 2012).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Simon Peter Babbage a registered financial adviser?
Yes. Simon Peter Babbage is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001000416.
Which licensee does Simon Peter Babbage work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Simon Peter Babbage give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."