Simon Thomas Carter
Financial Adviser in Nedlands, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001003411
- Location
- Nedlands WA 6909
- Licensee
- Akumin Financial Planning Pty Limited (AFSL 232706)
- Authorised since
- 14 February 2017
- First provided advice
- 2014
- Qualifications
- Bachelor of Business (Finance/Marketing), Edith Cowan University (ECU) (2011); Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2013); Advanced Diploma of Financial Planning, Mentor Education Pty Ltd (2016); SuperConcepts Specialist SMSF Course, University of Adelaide (2024); Commercial Law, Kaplan Higher Education Pty Limited (2025); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2025); Tax for Financial Advising, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Simon Thomas Carter
Simon Thomas Carter is a financial adviser in Nedlands, Western Australia, listed on the Financial Advisers Register kept by ASIC under adviser number 001003411.
Simon provides advice as an authorised representative of Akumin Financial Planning Pty Limited, which holds Australian financial services licence 232706. That authorisation dates from 14 February 2017.
The register records 2014 as the year Simon first provided financial advice. The qualifications listed for Simon include Bachelor of Business (Finance/Marketing) (Edith Cowan University (ECU), 2011), Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2013) and Advanced Diploma of Financial Planning (Mentor Education Pty Ltd, 2016).
Simon is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Simon Thomas Carter a registered financial adviser?
Yes. Simon Thomas Carter is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003411.
Which licensee does Simon Thomas Carter work under?
Akumin Financial Planning Pty Limited, Australian financial services licence 232706.
What can Simon Thomas Carter give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."