Stephen Edward Duffy
Financial Adviser in Oran Park, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000244804
- Location
- Oran Park NSW 2570
- Licensee
- PSK Advisory Services Pty Ltd (AFSL 234656)
- Authorised since
- 1 December 2022
- First provided advice
- 1996
- Qualifications
- 8 unit Diploma of Financial Planning, Financial Advice Association Australia (FAAA) (1999); Certified Financial Planner (CFP), Financial Advice Association Australia (FAAA) (2000); ALPA Accredited Listed Product Adviser, Kaplan Professional (2009); Self Managed Superannuation Funds, Kaplan Professional (2015); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2023); FPC007B Client Engagement Skills, Kaplan Professional (2023)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or derivatives
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen Edward Duffy
Stephen Edward Duffy is a financial adviser in Oran Park, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 000244804.
Stephen provides advice as an authorised representative of PSK Advisory Services Pty Ltd, which holds Australian financial services licence 234656. That authorisation dates from 1 December 2022.
According to the register, Stephen first provided financial advice in 1996. The qualifications listed for Stephen include 8 unit Diploma of Financial Planning (Financial Advice Association Australia (FAAA), 1999), Certified Financial Planner (CFP) (Financial Advice Association Australia (FAAA), 2000) and ALPA Accredited Listed Product Adviser (Kaplan Professional, 2009). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or derivatives.”
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Questions people ask
Is Stephen Edward Duffy a registered financial adviser?
Yes. Stephen Edward Duffy is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000244804.
Which licensee does Stephen Edward Duffy work under?
PSK Advisory Services Pty Ltd, Australian financial services licence 234656.
What can Stephen Edward Duffy give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or derivatives."