Stephen James Brooke
Financial Adviser in Brisbane City, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000415336
- Location
- Brisbane City QLD 4000
- Licensee
- Akumin Financial Planning Pty Limited (AFSL 232706)
- Authorised since
- 14 December 2011
- First provided advice
- 1987
- Qualifications
- Certificate IV Financial Services (Finance/Mortgage Broking), Institute of Financial Services Inc (2006); Diploma of Financial Services (Financial Planning), Mentor Education Pty Ltd (2010); Advanced Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2013); Diploma of Finance and Mortgage Broking Management, Intellitrain Pty Ltd (2013); Self Managed Superannuation Funds, University of Adelaide (2013); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2024)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen James Brooke
On the Financial Advisers Register kept by ASIC, Stephen James Brooke appears as a current financial adviser in Brisbane City, Queensland, adviser number 000415336.
Stephen provides advice as an authorised representative of Akumin Financial Planning Pty Limited, which holds Australian financial services licence 232706. That authorisation dates from 14 December 2011.
According to the register, Stephen first provided financial advice in 1987. Qualifications and training on file include Certificate IV Financial Services (Finance/Mortgage Broking) (Institute of Financial Services Inc, 2006), Diploma of Financial Services (Financial Planning) (Mentor Education Pty Ltd, 2010) and Advanced Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2013).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Stephen James Brooke a registered financial adviser?
Yes. Stephen James Brooke is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000415336.
Which licensee does Stephen James Brooke work under?
Akumin Financial Planning Pty Limited, Australian financial services licence 232706.
What can Stephen James Brooke give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."