Stephen Mavros
Financial Adviser in Newcastle West, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000298043
- Location
- Newcastle West NSW 2302
- Licensee
- Aware Financial Services Australia Limited (AFSL 238430)
- Authorised since
- 1 December 2019
- First provided advice
- 2004
- Qualifications
- L1LCC Law of Commercial Contract, La Trobe University (1998); Bachelor of Finance, La Trobe University (2001); Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2005); Certified Financial Planner, Financial Planning Association of Australia (FPA) (2010); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen Mavros
Stephen Mavros is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Newcastle West, New South Wales (adviser number 000298043).
The licensee Stephen advises under is Aware Financial Services Australia Limited (AFS licence 238430). That authorisation dates from 1 December 2019.
According to the register, Stephen first provided financial advice in 2004. The qualifications listed for Stephen include L1LCC Law of Commercial Contract (La Trobe University, 1998), Bachelor of Finance (La Trobe University, 2001) and Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2005). Stephen is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.”
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Questions people ask
Is Stephen Mavros a registered financial adviser?
Yes. Stephen Mavros is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000298043.
Which licensee does Stephen Mavros work under?
Aware Financial Services Australia Limited, Australian financial services licence 238430.
What can Stephen Mavros give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list."