Steven Roberts
Financial Adviser in Perth, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001234320
- Location
- Perth WA 6000
- Licensee
- Personal Financial Services Ltd (AFSL 234459)
- Authorised since
- 13 December 2021
- First provided advice
- 2015
- Qualifications
- Diploma of Financial Planning, Mentor Education (2015); Advanced Diploma of Financial Planning, Kaplan Professional (2017); Ethics & Professionalism in Financial Advice, Kaplan Professional (2020); Graduate Diploma of Financial Planning, Kaplan Professional (2020); Master of Financial Planning, Kaplan Professional (2021)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Superannuation does not include SMSF's
- Tax (financial) advice
- Yes
- Register status
- Current
About Steven Roberts
Steven Roberts is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Perth, Western Australia (adviser number 001234320).
Advice is given under the Australian financial services licence of Personal Financial Services Ltd, licence number 234459. That authorisation dates from 13 December 2021.
The register records 2015 as the year Steven first provided financial advice. The qualifications listed for Steven include Diploma of Financial Planning (Mentor Education, 2015), Advanced Diploma of Financial Planning (Kaplan Professional, 2017) and Ethics & Professionalism in Financial Advice (Kaplan Professional, 2020). Steven is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products and government debentures, stocks and bonds, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Superannuation does not include SMSF’s.”
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Questions people ask
Is Steven Roberts a registered financial adviser?
Yes. Steven Roberts is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001234320.
Which licensee does Steven Roberts work under?
Personal Financial Services Ltd, Australian financial services licence 234459.
What can Steven Roberts give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Superannuation does not include SMSF's."