Susan Ly
Financial Adviser in Dulwich, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000320746
- Location
- Dulwich SA 5065
- Licensee
- Hood Sweeney Securities Pty Ltd (AFSL 220897)
- Authorised since
- 21 December 2012
- First provided advice
- 2007
- Qualifications
- Bachelor of Economics, University of Adelaide (2004); Bachelor of Finance, University of Adelaide (2004); Certificate 4 in Financial Services, Association of Superannuation Funds of Australia (2005); Graduate Certificate of Financial Planning, Financial Services Institute of Australia (2008); Margin Lending and Geared Investments, Kaplan Professional (2011); CFP Certification Program, Financial Planning Association of Australia (2013); Ethics and Professionalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Susan Ly
Susan Ly is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Dulwich, South Australia (adviser number 000320746).
Advice is given under the Australian financial services licence of Hood Sweeney Securities Pty Ltd, licence number 220897. The current authorisation started on 21 December 2012.
According to the register, Susan first provided financial advice in 2007. The qualifications listed for Susan include Bachelor of Economics (University of Adelaide, 2004), Bachelor of Finance (University of Adelaide, 2004) and Certificate 4 in Financial Services (Association of Superannuation Funds of Australia, 2005). Susan is recorded as a member of Financial Advice Association of Australia (FAAA).
Susan is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Susan Ly a registered financial adviser?
Yes. Susan Ly is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000320746.
Which licensee does Susan Ly work under?
Hood Sweeney Securities Pty Ltd, Australian financial services licence 220897.
What can Susan Ly give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.