Thomas Cotter
Financial Adviser in North Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000415468
- Location
- North Sydney NSW 2060
- Licensee
- Infocus Securities Australia Pty Ltd (AFSL 236523)
- Authorised since
- 12 July 2022
- First provided advice
- 2012
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Professional (2011); Advanced Diploma of Financial Planning, Kaplan Professional (2013); FPC001B Economic & Legal Context for Financial Planning, Kaplan Professional (2020); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2020); FPC007B Client Engagement Skills, Kaplan Professional (2021)
- Memberships
- CFP - Certified Financial Planner (FPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities excludes direct equities Superannuation excludes SMSF
- Tax (financial) advice
- Yes
- Register status
- Current
About Thomas Cotter
Thomas Cotter is listed on ASIC’s Financial Advisers Register as a current financial adviser based in North Sydney, New South Wales (adviser number 000415468).
Thomas provides advice as an authorised representative of Infocus Securities Australia Pty Ltd, which holds Australian financial services licence 236523. That authorisation dates from 12 July 2022.
The register records 2012 as the year Thomas first provided financial advice. The qualifications listed for Thomas include Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2011), Advanced Diploma of Financial Planning (Kaplan Professional, 2013) and FPC001B Economic & Legal Context for Financial Planning (Kaplan Professional, 2020). Thomas is recorded as a member of CFP – Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Securities excludes direct equities Superannuation excludes SMSF.”
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Questions people ask
Is Thomas Cotter a registered financial adviser?
Yes. Thomas Cotter is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000415468.
Which licensee does Thomas Cotter work under?
Infocus Securities Australia Pty Ltd, Australian financial services licence 236523.
What can Thomas Cotter give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities excludes direct equities Superannuation excludes SMSF."