Alexander James Brown
Financial Adviser in Brisbane, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000277822
- Location
- Brisbane QLD 4000
- Licensee
- Shadforth Financial Group Limited (AFSL 318613)
- Authorised since
- 21 November 2018
- First provided advice
- 2004
- Qualifications
- Bachelor of Business, University of Southern Queensland (USQ) (1997); Graduate Diploma of Financial Planning, Securities Institute of Australia (2003); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Ltd (2025)
- Memberships
- CPA Australia (CPA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts
- Restriction
- Can provide advice in Superannuation except for Self-Managed Superannuation funds. Securities: advice is limited to approved model portfolios only.
- Register status
- Current
About Alexander James Brown
On the Financial Advisers Register kept by ASIC, Alexander James Brown appears as a current financial adviser in Brisbane, Queensland, adviser number 000277822.
The licensee Alexander advises under is Shadforth Financial Group Limited (AFS licence 318613). The current authorisation started on 21 November 2018.
The register records 2004 as the year Alexander first provided financial advice. The qualifications listed for Alexander include Bachelor of Business (University of Southern Queensland (USQ), 1997), Graduate Diploma of Financial Planning (Securities Institute of Australia, 2003) and FPC002B Ethics and Professionalism in Financial Advice (Kaplan Higher Education Pty Ltd, 2025). Alexander is recorded as a member of CPA Australia (CPA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total.
A further restriction is recorded on the register: “Can provide advice in Superannuation except for Self-Managed Superannuation funds. Securities: advice is limited to approved model portfolios only.”
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Questions people ask
Is Alexander James Brown a registered financial adviser?
Yes. Alexander James Brown is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000277822.
Which licensee does Alexander James Brown work under?
Shadforth Financial Group Limited, Australian financial services licence 318613.
What can Alexander James Brown give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts. It also records this restriction: "Can provide advice in Superannuation except for Self-Managed Superannuation funds. Securities: advice is limited to approved model portfolios only."